FTA National Conference

NYS Taxation and Finance

Taxpayer Services and Revenue Division

June 15-18, 2003

 

Our Mission:

To collect tax revenue and provide associated services in support of government services in New York State

Current Personal Income Tax Processes

Front-end (Paper)

ELF

2D

70% of the returns processed are computer generated

Returns Processing Channels

E-filers vs. Paper Returns

What did NYS do to get compliance?

2D Barcode Data Sheet &endash; Why?

Maximize data captured

Minimize forms and systems changes for software vendors, Department and 3rd party processor

2D Barcode Data Sheet Design

Forms Included in 2D Barcode Data Sheet

Barcode 1

IT-201

Barcode 2

IT-201-ATT

Barcode 3

IT-214

IT-215

IT-216

Barcode 4

IT-112-R (3)

IT-212 (2)

IT-230 (2)

IT-360.1 (2)

IT-272 (1)

Barcode 5

W-2 (5)

Vendors that participated in the 2D Barcode Initiative

2D Barcode Data Sheet Design

1D barcode for IBML scanner to identify data sheet.

Taxpayer identifying information; visual verification between return and data sheet.

Six 2D barcodes with fixed locations. All barcodes required even when forms are not part of the return package.

Implementation Overview

2D barcode specifications - Pub 75 Supplement

Testing Process

6 test cases (1 all inclusive)

Tested with vendors through our 3rd party processor

Outreach/Education

Posters

Professional publications

Website FAQ's &endash; over 10,000 hits

Call Center education

Implementation Overview (Cont'd)

3rd Party Processor Equipment

High speed IBML ImageTrac II scanners

Throughput over 6,000 per hour

Pilot/Parallel Process

Mitigate 1st year processing risks

Support revenue analysis

Support data requirements for other agencies

First Year Results

97% of the data sheets were successfully processed through IBML

Errors:

Data exceeded allowable field size (street address, city name)

Printed using "draft" quality

99/100% of data successfully read was accurate

Errors:

Taxpayer entered data on the return after the 2D Barcode Data Sheet printed (direct deposit information)

First Year Results (Cont'd)

2D Barcode Data Sheet Worked

No reported technical issues

Compliance by taxpayers

Steps Moving Forward

Encourage use of e-filing

Continue with our successful 2D program

Encourage vendor participation in 2D

2D Barcode standards should be revisited